The Commodity Futures Trading Commission announced Judge Linda V. Parker of the U.S. District Court for the Eastern District of M...
CN Editor
April 29, 2024
CFTC TECHNOLOGY ADVISORY COMMITTEE ADVANCES REPORT AND RECOMMENDATIONS TO THE CFTC ON RESPONSIBLE ARTIFICIAL INTELLIGENCE IN FINANCIAL MARKETS
ASC ALLEGES GLENN HUNTER OF GRANDE PRAIRIE AND KYLE WATTERS OF KELOWNA AND THEIR COMPANIES, HW & ASSOCIATES INC. AND HW TRADEFX LLC, ACTED AS UNREGISTERED DEALERS
FEDERAL COURT ORDERS CALIFORNIA-BASED PRECIOUS METALS COMPANY, CEO, SENIOR SALESPERSON TO PAY OVER $56 MILLION FOR FRAUD IN CONNECTION WITH PRECIOUS METALS SALES
FEDERAL COURT ORDERS CALIFORNIA MAN AND HIS COMPANY TO PAY $9 MILLION IN RESTITUTION AND PENALTIES FOR FOREX FRAUD
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CIRO SANCTONS BMO NESBITT BURNS FOR SUPERVISORY FAILURES
NEW WAY OF PAYING FOR INVESTMENT RESEARCH PROPOSED BY THE FINANCIAL REGULATOR
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WILL 2024 BE THE YEAR OF COMPLIANCE TECHNOLOGY?